Broker Check

Our Services

Investment Planning & Wealth Management:

  • Strategic and Tactical Strategies
  • Asset Allocation Strategies
  • Stocks, Bonds, Mutual Funds, ETFs
  • Alternative Investments
  • CD’s
  • Structured Notes
  • Annuities
 

Wealth & Estate
Planning:

  • Holistic Financial Planning
  • Retirement and Income Planning
  • Estate Planning and Trust Strategies
  • Tax Reduction Strategies
  • Business Retirement Plans
  • Executive Comp and Employee Stock Options

Corporate
Retirement Plans:

Plans Offered:

  • 401(k) & 403(b) Plans
  • Profit Sharing Plans
  • Non-Qualified Executive Benefits

Guidance on Investments & Fiduciary Solutions:

  • Recommend and review Plan providers
  • Comprehensive coordination of Request for Proposal (RFP) process
  • Annual Plan Review and performance benchmarking
  • Review expenses
  • Assess gaps to fiduciary standards
  • Assistance with Investment Policy Statement development

Plan Design:

  • Define appropriate design features to help meet plan sponsor goals such as identifying optimal match formulas
  • Educate on plan-level compliance reporting and notice disclosure requirements
  • Technical expertise on regulatory issues, legislative updates and industry trends

Participant Communication & Education Programs:

  • Group enrollment meetings
  • Periodic Investment articles
  • On-site educational seminars
  • One-on-one financial wellness reviews

 

 

Insurance & Personal Risk Management:

  • Corporate Key Person Life Insurance
  • Buy-Sell Design and Funding
  • Life Insurance
  • Disability Income Insurance
  • Long Term Care Insurance
  • Longevity and Income Insurance

 

Contact us today:

          Brian.Pflaum@lfg.com